Series-7 無料問題集「FINRA General Securities Representative Qualification Examination (GS)」

（A）10 5/8

（B）23 1/2

（C）19 7/8

（D）5% above cost

（A）by competitive biding

（B）by the FINRA

（C）by the terms of the bond

（D）by the Federal Reserve Board

（A）the SEC News Digest

（B）The Wall Street Journal

（C）the Blue List

（D）the daily Bond Buyer

（A）premium

（B）exercise price

（C）strike price

（D）spread

（A）bid price and management fee

（B）selling price and bid price

（C）net asset value and redemption price

（D）net asset value and offering price

（A）only if the bonds are insured

（B）only if the bonds are rated AAA or Aaa

（C）only if the agreement is in writing

（D）under no circumstances

（A）trading in issues of low quality

（B）trading in outstanding issues

（C）private placements

（D）issues that banks are not permitted to underwrite

（A）a legal authority created for this purpose

（B）the local school district

（C）the state in which the schools are located

（D）a public housing authority commissioned by the federal government

（A）not change the bid unless first notifying the other dealer

（B）change the bid only with prior approval of the other dealer

（C）change the bid

（D）not change the bid

（A）interest is exempt from federal income taxes

（B）is most often issued with three-month, six-month, and one-year maturities

（C）always sells at a discount to face value

（D）an unusually high degree of liquidity