8020 無料問題集「PRMIA ORM Certificate - 2023 Update」

（A）Sub-standard risk pricing and risk management left millions of people locked out of their accounts for weeks.

（B）A failed attempts to move customers to a new IT system left millions of people locked out of their accounts for weeks.

（C）Their IT models did not work if prices were discontinuous.

（D）A liquidity squeeze by a major hedge-fund via margin calls on trading positions resulted in the collapse of their website.

（A）A rapid pace of acquisitions and poor integration of acquired companies.

（B）Unauthorized trading in derivatives.

（C）Risk models that did not reflect loosened underwriting standards of mortgage originators.

（D）The lack of a CRO during the final IPO.

（A）Digital Operational Resilience Act.

（B）Digital Operational Risk Act.

（C）Domain for Operational Risk Act.

（D）Daily Operational Resilience Act.

（A）Failure in loan approval process leading to erroneously approved loans.

（B）Rogue Trading.

（C）Ponzi Schemes.

（D）Ponzi Schemes & Rogue Trading.

（A）Hard copies of a new policy should be placed in a central library of governance documents at the CRO's home.

（B）New policies should be accompanied by Citable training for the target audience and added to the content of new employee training.

（C）Policy owners must ensure that policies are read by the regulator and then the shareholders.

（D）Policies should be divided into a large number of short topics to enhance accessibility.

（A）The compliance department is responsible for providing oversight over the auditor's implementation of compliance risk management controls.

（B）The compliance department is responsible for providing oversight over the board's implementation of compliance risk management controls.

（C）The compliance department is responsible for implementing the first line's compliance risk management controls.

（D）The compliance department is responsible for providing oversight over the first line's implementation of compliance risk management controls.