CSC2無料問題集「CSI Canadian Securities Course Exam2」

質問 1

What does a simplified prospectus typically allow a fund company to do?

（A）Replace the financial reporting documents.

（B）Quality one or more mutual funds for sale.

（C）To quality a real property funds for sale.

（D）Provide up-to-date holding information to the public.

正解：B 解答を投票する

解説: (JPNTest メンバーにのみ表示されます)

質問 2

In which type of ETF does the portfolio manager select securities and their weighting to best match the performance of an index?

（A）Sampling

（B）Rules-based

（C）Full replication

（D）Synthetic.

正解：C 解答を投票する

解説: (JPNTest メンバーにのみ表示されます)

質問 3

Which regulatory body is responsible for the surveillance of trading and market-related activities of participants on Canadian equity marketplaces?

（A）OSFI

（B）CIRO

（C）OBSI

（D）CSA

正解：B 解答を投票する

解説: (JPNTest メンバーにのみ表示されます)

質問 4

Jerry sells Company A's regular bond because the thinks it is overvalued. Using the proceeds from the sale, jerry then busy Company A's convertible bond because the thinks that the equity component is undervalued and that he convertible bond's coupon rate is relatively attractive given his forecast of falling interest rates.
What fixed-come management style is jerry most likely using?

（A）Interest rate anticipation.

（B）Immunization

（C）Bond swap

（D）Market timing.

正解：C 解答を投票する

解説: (JPNTest メンバーにのみ表示されます)

質問 5

When considering the overall investment objectives of liquid alternatives, what time horizon is the most appropriate for retail investors when investing in these funds?

（A）Short-term

（B）Short-to medium-term

（C）Medium-term

（D）Long-term

正解：D 解答を投票する

解説: (JPNTest メンバーにのみ表示されます)

質問 6

How is the ex-port real rate of return calculated?

（A）The ex-ante nominal rate of return minus the annual inflation rate.

（B）The ex-ante nominal rate of return adjusted by portfolio beta.

（C）The ex-post nominal rate of return minus the risk-free rate.

（D）The ex-post nominal rate of return minus the annual inflation rate.

正解：D 解答を投票する

解説: (JPNTest メンバーにのみ表示されます)

質問 7

What is an example of a common feature of robo-advisor services?

（A）A telephone call with an advisor verifies that the computer-generated portfolio is suitable for the client.

（B）The portfolios are rarely rebalanced

（C）The service is exclusively provided to intermediaries such as advisors and employers

（D）Portfolios are built primarily with individual stocks and bonds.

正解：A 解答を投票する

解説: (JPNTest メンバーにのみ表示されます)

質問 8

What information must be disclosed in ETF Facts documents that may be excluded from Fund Facts documents?

（A）The management fee

（B）The investment exposure.

（C）The total value of all units within the fund

（D）The market price and bid-ask spread.

正解：D 解答を投票する

解説: (JPNTest メンバーにのみ表示されます)

質問 9

What is the normal shape of a yield curve?

（A）Downward slope

（B）Upward slops

（C）inverted

（D）Humped

正解：B 解答を投票する

解説: (JPNTest メンバーにのみ表示されます)

質問 10

A shareholder receive rights from a company through direct ownership in shares. Not expecting to exercise them, she sells the right on the relevant exchange. What is her capital gain?

（A）The sales price less the exercise price of the rights.

（B）The sale price of the rights.

（C）The current price of the shares less the sale price of the rights.

（D）The current share price less the exercise price of the rights.

正解：B 解答を投票する

解説: (JPNTest メンバーにのみ表示されます)

CSC2 無料問題集「CSI Canadian Securities Course Exam2」

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