ベストな準備プランCFE-Law試験2024年最新のACFE Certification無制限102問題
注目すべき時短になるCFE-Lawオールインワン試験ガイド
Association of Certified Fraud Examiners（ACFE）は、認定詐欺試験官（CFE）資格情報として知られる高度に尊敬される認定を提供しています。 CFEの指定は、詐欺試験の分野の卓越性の基準として世界中で認識されています。 CFE資格情報は、詐欺の防止、検出、調査を専門とする専門家向けに設計されています。これは、詐欺調査の分野での所有者の専門知識と経験の証として役立つ権威ある認証です。
CFE-Law Examを受験するためには、候補者は自分の所属する管轄区域で有効な弁護士資格を持っている必要があります。候補者はまた、最低2年間の法律実務経験が必要です。試験はコンピュータベースで、125問の多肢選択問題から構成されています。候補者は4時間以内に試験を受ける必要があります。
質問 # 11
Which of the following is the MOST ACCURATE statement about the different types of alternative dispute resolution'?
- A. In an arbitration proceeding the arbitrator acts as a judge or jury by deciding the dispute at issue on its merits
- B. In a mediation session, the mediator decides who should win the dispute at issue
- C. The decisions reached in all arbitrations are always binding
- D. The agreements reached in mediations are generally nonbinding.
正解：C
質問 # 12
All of the following are methods of pretrial civil discovery commonly found in common law jurisdictions EXCEPT:
- A. Injunctions
- B. Oral examinations
- C. Affidavits of documents or records
- D. Written examinations
正解：A
質問 # 13
Which of the following is a legal element that the government must show to prove a cnminal conspiracy?
- A. The defendant knew all the details or objectives of the conspiracy
- B. The defendant knew the identity of all the participants in the conspiracy
- C. One of the conspirators knowingly committed an oven act in furtherance of the conspiracy
- D. The conspirators accomplished the purpose of the conspiracy that was initially established
正解：A
質問 # 14
Which of the following schemes involves disguising money from illegal nonbusiness sources by recording more income on a business's books than the business actually generates?
- A. None of re above
- B. Trade-based laundering
- C. Overstate revenues
- D. Structured deposits
正解：C
質問 # 15
Which of the following statements concerning the appointment of expert witnesses at that is accurate?
- A. Generally the court selects the primary expert witnesses in adversarial jurisdictions
- B. Generally, the court appoints the primary expert witnesses in inquisitorial jurisdictions.
- C. Generally, only the parties may select expert witnesses in inquisitor jurisdictions
- D. Generally, only the parties may select experts to introduce testimony in adversarial jurisdictions
正解：B
質問 # 16
Which of the following typically does NOT have to be present for communications between an attorney and the attorney's client to be protected by a legal professional privilege?
- A. Purpose of the communications was to seek or provide legal advice
- B. A lawsuit has been filed
- C. Intent to keep the communications confidential
- D. Communication between a legal advisor and a client
正解：B
質問 # 17
Ellis works for a business that filed for bankruptcy. The administrator presiding over the bankruptcy contacts Ellis and requests information regarding his employer's financial affairs Assuming the administrator has all of the powers recommended in the World Bank Principles for Effective Insolvency and Creditor/Debtor Regimes (World Bank Principles) which of the following is TRUE?
- A. The administrator has no power to obtain the information under any circumstances
- B. The administrator may not obtain the information unless the business agrees in writing
- C. The administrator may compel Ellis to provide the information despite Ellis's relationship to the business
- D. The administrator may only seek information regarding the bus ness that filed bankruptcy if Ellis consents to providing it.
正解：C
質問 # 18
To determine if a misrepresentation in the offer or sale of any securities is material a fraud examiner should answer which of the following questions?
- A. "Did the person who made the representation believe that it was suitable for potential investors?"
- B. "Would a reasonable investor wish to know the information to make an informed decision?"
- C. "Was the misrepresentation made by an authorized individual?"
- D. ''Did the person who made the representation intend to mislead potential investors?
正解：B
質問 # 19
Claude stole a large amount of cash from his employer and then deposited the funds into a domestic bank account Next, he wired the illicit funds to a foreign bank account and engaged m several other transactions using foreign accounts to make them difficult to trace Finally, he transferred the funds back to a domestic account and then spent the money. Which of the following actions was the layering stage of Claude's money laundering scheme?
- A. When he first stole the cash from his employer
- B. When he spent the money
- C. When he first deposited the funds into a domestic account
- D. When he moved the funds through several transactions using foreign accounts
正解：D
質問 # 20
In systems using adversarial processes, an attorney may impeach an opposing party's witness by showing that the witness:
- A. Testified from personal knowledge
- B. Is influenced by bias or self-interest
- C. Has a keen ability to observe
- D. Made poor consistent statements
正解：B
質問 # 21
In jurisdictions that allow for corporate criminal liability which of the following is typically required for the corporation to be vicariously liable for the acts of one of its employees?
- A. The corporation had previous violations of a similar nature
- B. Management was directly involved with the offense
- C. Management knew of the underlying offense but did not correct it
- D. The employee was acting within the scope of their employment
正解：D
質問 # 22
The Financial Action Task Force (FATF) Recommendations slate that a financial institution s customer due diligence (COD) procedures should include continued monitoring of a customer's business relationships and transactions.
- A. False
- B. True
正解：B
質問 # 23
In a particular country's judicial process, the judge oversees the investigation of a case is primarily responsible for questioning witnesses and generally plays a larger role in the evidence-gathering process than the parties' legal counsel Which of the following BEST describes this type of judicial process'?
- A. Adversarial process
- B. Common law process
- C. Substantive law process
- D. Inquisitorial process
正解：A
質問 # 24
Countries A and B both follow the Financial Action Task Force (FATF) Recommendations concerning cross-border transfers of currency Trevor is traveling from Country A to Country B while carrying $16,000 in cash which exceeds Country B's reporting threshold Trevor is required to disclose the amount of currency he is carrying to authorities in Country B.
- A. False
- B. True
正解：B
質問 # 25
Allison works for a government contractor She informs the government that her employer has been submitting false claims to the government for payment Later it is discovered that Allison has misappropriated more than
$50,000 of her employer's money Alison qualifies as a whistleblower entitled to anti-retaliation protection under the law because of her report to the government Which of the following statements about Allison is CORRECT?
- A. Allison cannot be fired for misappropriating funds from her employer
- B. None of the above
- C. Alison cannot be fired for informing the government of her employee's fraud
- D. Allison cannot be fired for any reason
正解：C
質問 # 26
Which of the following statements concerning examinations of expert witnesses in most inquisitorial jurisdictions is accurate?
- A. The parties determine the extent of consideration to be given to the expert's testimony
- B. The parties are often allowed to question the expert's methods and analysis
- C. The expert has the discretion to determine the scope of the examinations
- D. The judge is not allowed to question the expert's credibility under any circumstance
正解：B
質問 # 27
Under the best practices listed in the Financial Action Task Force (FATF) Recommendations concerning large cash transactions with customers which of the following transactions would require a report to be Wed with the government?
- A. A domestic credit card purchase of a piece of jewelry above the jurisdiction's designated threshold
- B. A cash payment to a restaurant supplier for restaurant supplies above the jurisdiction's designated threshold
- C. An international purchase of a small boat with a lump-sum cash payment below the jurisdiction's designated threshold
- D. A lump-sum cash deposit to a bank above the jurisdiction's designated threshold
正解：D
質問 # 28
Which of the following statements concerning alternative remittance systems is INCORRECT?
- A. The systems are characterized by a lack of physical or digital transfer of currency between payers and payees.
- B. Funds are sent and received without the use of traditional financial institutions.
- C. The systems are not necessarily illegal.
- D. The ledgers used typically contain information regarding payers and payees, such as names and account numbers.
正解：C
質問 # 29
The same customer comes into a casino each day and deposits a large amount of cash into an account but after very little gambling the customer withdraws the funds The casino employees suspect that the customer may be engaged in money laundering activity Assuming that the anti-money laundering (AML) regulations that govern the casino's activities correspond to the Financial Action Task Force (FATF) Recommendations the casino:
- A. Is required to file a cash transaction report for possible criminal activity with appropriate authorities because cash was involved
- B. May, but is not required to file a report of suspicious transactions related to possible money laundering with appropriate authorities
- C. Is required to file a report of suspicious transactions with appropriate authorities because the employees suspect money laundering violations
- D. May not file a report of suspicious transactions related to potential criminal activity with appropriate authorities
正解：C
質問 # 30
Davis is an employee at Waccamaw Homeplace a publicly traded corporation Davis knows that Waccamaw is about to publicly announce a new joint venture project in China, so he buys shares of Waccamaw stock Assuming that his conduct was illegal m the jurisdiction in which he works and resides, what type of crime did Davis MOST LIKELY commit?
- A. Insider trading
- B. Trading on margin
- C. Churning
- D. Futures fraud
正解：A
質問 # 31
Which of the following is one of the three basic options by which organizations can legitimize cross-border transfers of personal information?
- A. Use a third-party transferring service
- B. Obtain approval from a Certified Information Privacy Professional (C PP)
- C. Obtain a warrant granting permission to transfer the data
- D. Establish a contract between the entities exchanging the information
正解：D
質問 # 32
Which of the following is NOT one of the elements that the government must prove to establish a violation of a law criminalizing false statements to government agencies?
- A. The false statement was material
- B. The defendant made a false statement
- C. The government relied on the false statement
- D. The defendant knew the statement was false
正解：C
質問 # 33
Dodd is a Certified Fraud Examiner (CFE) who works for Weathervane, a private company Dodd suspects that Burton a Weathervane employee has embezzled money from the company Dodd plans to conduct an internal investigation into the missing funds Based on these facts which of the following is the MOST ACCURATE statement?
- A. Burton can refuse to cooperate with the investigation because he has a fundamental right to remain silent
- B. Burton can refuse to cooperate with the investigation because he has a fundamental right to privacy
- C. Burton likely has a duty to cooperate with the investigation as part of the employer-employee relationship
- D. Burton has a duty to cooperate with the investigation even if what is requested from him is not reasonable
正解：C
質問 # 34
Bob receives a memorandum from his attorney that is protected by a legal professional privilege Bob emails the memorandum to a third party who has no need to know the information in the memorandum Which of the following statements is MOST ACCURATE?
- A. Bob might have waived the privilege because he transmitted the protected information to a third party who has no need to know the information
- B. Bob might have waived the privilege because he used email to transmit the protected information.
- C. Bob did not walve the privilege because the legal professional privilege belongs to the attorney, not the client
- D. Bob did not waive the privilege because the legal professional privilege cannot be waived by transmitting protected information to a third party
正解：A
質問 # 35
During an internal investigation Todd a Certified Fraud Examiner (CFE) interviewed Janessa a fraud suspect Although Janessa wanted to leave in the middle of the interview, Todd blocked the exit and prevented her from leaving Janessa subsequently confessed to committing fraud If under these facts Janessa files a lawsuit (or false imprisonment against Todd, Todd will likely
- A. Lose the case if a trier of fact concludes that he restrained Janessa without consent or legal justification
- B. Win the case because he is protected under the qualified business privilege
- C. Win the case if he did not know the conduct was illegal
- D. Lose the case because janessa did not leave the interview
正解：A
質問 # 36
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